Erica Kollmann

Financial Crime Weekly: SEC Charges Tai Mo Shan With Misleading Terra USD Investors, Rocket Companies Sued Over Alleged Kickback Scheme – Rocket Companies (NYSE:RKT)

Consumer Financial Protection Bureau Sues Rocket Homes, Alleges Kickback Scheme The Consumer Financial Protection Bureau sued Rocket Homes, a division of Rocket Companies, Inc. RKT, on Monday in what it said is an action stop the company from providing incentives […]

Financial Crime Weekly: SEC Charges Tai Mo Shan With Misleading Terra USD Investors, Rocket Companies Sued Over Alleged Kickback Scheme – Rocket Companies (NYSE:RKT) Read More »

‘Zelle Became A Gold Mine For Fraudsters’: Consumer Financial Protection Bureau Lawsuit (UPDATED) – JPMorgan Chase (NYSE:JPM)

Editor’s note: This story has been updated with comment from Zelle and Bank of America. The Consumer Financial Protection Bureau sued three of the nation’s largest banks and the operator of Zelle last week, alleging a failure to protect consumers

‘Zelle Became A Gold Mine For Fraudsters’: Consumer Financial Protection Bureau Lawsuit (UPDATED) – JPMorgan Chase (NYSE:JPM) Read More »

Warby Parker, RH, Bath & Body Works Are ‘Stocks With Potential,’ Analyst Says – Bath & Body Works (NYSE:BBWI)

Telsey Advisory Group analyst Dana Telsey on Tuesday provided an overview of which consumer sectors were the best performers in the third-quarter and highlighted some “stocks with potential.” Sectors: One of the sectors highlighted by Telsey Advisory Group was the

Warby Parker, RH, Bath & Body Works Are ‘Stocks With Potential,’ Analyst Says – Bath & Body Works (NYSE:BBWI) Read More »

Financial Crime Weekly: Becton, Dickinson And Co. Pays $175 Million Penalty, Express Fails To Disclose CEO’s Full Compensation – Becton Dickinson (NYSE:BDX)

Becton, Dickinson And Co. Agrees To Pay $175 Million Civil Penalty The Securities and Exchange Commission on Monday announced it had settled charges against Becton, Dickinson and Company BDX, known as BD, for repeatedly misleading investors about risks associated with

Financial Crime Weekly: Becton, Dickinson And Co. Pays $175 Million Penalty, Express Fails To Disclose CEO’s Full Compensation – Becton Dickinson (NYSE:BDX) Read More »

Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading – Satellogic (NASDAQ:SATL)

SEC Charges Cantor Fitzgerald With Causing 2 SPACs To Make Misleading Statements The Securities and Exchange Commission on Thursday charged  financial services firm Cantor Fitzgerald, L.P. with causing two special purpose acquisition companies that it controlled to make misleading statements

Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading – Satellogic (NASDAQ:SATL) Read More »

Anthony Scaramucci Compares Trump’s FBI Pick, Kash Patel, To Matt Gaetz – Trump Media & Technology (NASDAQ:DJT)

Anthony Scaramucci, former White House communications director, on Monday drew parallels between President-elect Donald Trump’s nomination of Kash Patel for FBI director and Matt Gaetz‘s unsuccessful bid for attorney general.  The Details: Scaramucci told CNN’s Anderson Cooper that Trump’s initial

Anthony Scaramucci Compares Trump’s FBI Pick, Kash Patel, To Matt Gaetz – Trump Media & Technology (NASDAQ:DJT) Read More »